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Mark Schonfeld

The SEC Speeds Up Its Enforcement Arm

SEC officials signal an enforcement division that functions more like a criminal prosecutor's office
Original publication date: 
Friday, August 7, 2009 (All day)

It has been a big week so far for the market cops at the Securities & Exchange Commission: Each day brought a new multimillion-dollar settlement, most involving high-profile people or companies—Bank of America (BAC), General Electric (GE), and two former executives of American International Group (AIG), plus two smaller trading firms.

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